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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-09
  • WI RA
    APPROVED
    Since 2020-09-09

Branch Locations

1021 Superior Ave, Tomah, WI 54660 • United States

Camp Douglas,, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ho-Chunk Housing & Community Development Agency Tomah WI 05/1999 11/2020
Thrivent Investment Management Inc Tomah WI 12/2019 Present
Thrivent Financial Appleton WI 09/2020 11/2020
Thrivent Financial Appleton WI 11/2020 Present
  • 05/1999 → 11/2020
    Ho-Chunk Housing & Community Development Agency
    Tomah, WI
  • 12/2019 → Present
    Tomah, WI
  • 09/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

POLKA DOT PEARS SPECIALT SHOP POSITION: Owner NATURE: I have owned a home business since 2013 - together with my husband, we take local orders for shirts and decor, specialty items. We do local sports teams, benefits, schools, and various small orders as well. We make signs for holiday decor, nursery decor, wedding decor, etc.. We have also set up a vendor tent at local craft shows to sell merchandise.UPDATE- We do very little sales currently. We have not done vendor events/booths in 2 years. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: N10727 2nd Ave, Camp Douglas WI 54618, United States DESCRIPTION: I take orders and then design what the customer has in mind, order shirts, vinyl, paint, wood, etc to finish the product that the customer ordered. Most often, the orders are for shirts, so I design, order the supplies, cut the vinyl, weed the vinyl, and then heat press the image to the shirt. Then meet the customer to give them the order and collect money for their item.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Nikki M Martin
  • Nichole Matthias
  • Nichole Worthington

View on SEC IAPD

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