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Joseph Lee Berry

Mbe Wealth Management, LLC

Tomah, WI

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Current Employers
Mbe Wealth Management, Llc

200 W. Warren St., Tomah, WI 54660 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-02-20
  • WI RA
    APPROVED
    Since 2013-02-20

Branch Locations

200 W. Warren St., Tomah, WI 54660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tomah WI 12/2012 09/2018
Mbe Wealth Management Llc Tomah WI 01/2013 Present
Previous Registrations
  • 2014-09-11 → 2018-10-03
    Tomah, WI
    Baraboo, WI
    Tomah, WI
    Mauston, WI
  • 1999-03-08 → 2012-12-19
    Woodbury Financial Services, Inc.
    Tomah, WI
    Tomah, WI
    West Salem, WI
Other Businesses

1. 02/17/2015: MBE TOMAH LLC - INV REL - 200 W WARREN ST, TOMAH, WI 54660 - REAL ESTATE RENTAL - START 10/15/2013 - NO TIME SPENT - PART OWNERSHIP OF A PROFESSIONAL SERVICES BUILDING 3. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-17
S65 Uniform Investment Adviser Law Examination 1999-11-19
S63 Uniform Securities Agent State Law Examination 1999-03-06
  • S66 Uniform Combined State Law Examination
    2006-02-17
  • S65 Uniform Investment Adviser Law Examination
    1999-11-19
  • S63 Uniform Securities Agent State Law Examination
    1999-03-06
Other Names
  • Joseph L Berry

View on SEC IAPD

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