Daniel Robert Dirgo

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-11-27
CO	RA	APPROVED	2020-01-13

TX RA
APPROVED_RES

Since 2024-11-27
CO RA
APPROVED

Since 2020-01-13

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

5613 Dtc Pkwy [Rf-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Aurora	CO	09/2019	Present
Wells Fargo Bank, Na	Aurora	CO	06/2009	Present

09/2019 → Present

Wells Fargo Clearing Services, Llc

Aurora, CO
06/2009 → Present

Wells Fargo Bank, Na

Aurora, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-13

S66 Uniform Combined State Law Examination

2020-01-13

Other Names

Daniel R Dirgo

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

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