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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-04 |
| NM | RA | APPROVED | 2020-08-17 |
Branch Locations
2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States
Ne Albuquerque, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Albuquerque | NM | 09/2019 | Present |
| Sandbar Bar And Grill | Albuquerque | NM | 06/2019 | 09/2019 |
| Symmetry Financial Group | Swannanoa | NC | 04/2018 | 09/2019 |
| Massage Envy North Towne | Albuquerque | NM | 07/2017 | 07/2018 |
| Duke City Harley Davidson | Albuquerque | NM | 03/2017 | 06/2017 |
| Bigglesnorts Toys Llc | Albuquerque | NM | 09/2012 | 01/2017 |
| Jason Penn Designs Llc | Tijeras | NM | 01/1996 | Present |
I still operate Jason Penn Designs as a small side business. I currently do two trade shows a year and spend a couple of hours on the weekends cutting gemstones for pleasure. I sell to a couple of wholesales on an ongoing basis. sales are equal to $15,000 to $20,000 per year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-14 |
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