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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-24 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 09/2019 | 08/2023 |
| City Year Of Chicago | Chicago | IL | 08/2018 | 06/2019 |
| Daystar School | Chicago | IL | 09/2017 | 07/2018 |
| Dollar Tree | Chicago | IL | 06/2015 | 07/2018 |
| Emory University | Atlanta | GA | 08/2013 | 05/2017 |
| Kestra Investment Services, Llc | Austin | TX | 10/2023 | Present |
| Unemployed | Austin | TX | 08/2023 | 10/2023 |
| Kestra Advisory Services, Llc | Austin | TX | 09/2024 | Present |
Bus Name: KEEPING IT AUSTIN POSITION: Founder, Co-Executive Director, Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2025 ADDRESS: 1500 W William Cannon Dr, Apt 235, Austin TX 78745, United States DESCRIPTION: I serve as a co-founder and director for Keeping It Austin, a nonprofit organization focused on promoting and preserving local culture in Austin, Texas. My responsibilities include strategic planning, overseeing community engagement initiatives, and coordinating with volunteers and local artists. This role is strictly non-financial in nature, and I do not provide any financial, investment, or advisory services through this organization. Additionally, my obligations are limited to outside of Kestra Financial business hours, primarily evenings and weekends, ensuring that there is no conflict with my duties as a financial professional.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-10 |
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