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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-24
  • TX RA
    APPROVED
    Since 2024-09-24

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 09/2019 08/2023
City Year Of Chicago Chicago IL 08/2018 06/2019
Daystar School Chicago IL 09/2017 07/2018
Dollar Tree Chicago IL 06/2015 07/2018
Emory University Atlanta GA 08/2013 05/2017
Kestra Investment Services, Llc Austin TX 10/2023 Present
Unemployed Austin TX 08/2023 10/2023
Kestra Advisory Services, Llc Austin TX 09/2024 Present
  • 09/2019 → 08/2023
    T. Rowe Price
    Owings Mills, MD
  • 08/2018 → 06/2019
    City Year Of Chicago
    Chicago, IL
  • 09/2017 → 07/2018
    Daystar School
    Chicago, IL
  • 06/2015 → 07/2018
    Dollar Tree
    Chicago, IL
  • 08/2013 → 05/2017
    Emory University
    Atlanta, GA
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 08/2023 → 10/2023
    Unemployed
    Austin, TX
  • 09/2024 → Present
    Austin, TX
Other Businesses

Bus Name: KEEPING IT AUSTIN POSITION: Founder, Co-Executive Director, Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2025 ADDRESS: 1500 W William Cannon Dr, Apt 235, Austin TX 78745, United States DESCRIPTION: I serve as a co-founder and director for Keeping It Austin, a nonprofit organization focused on promoting and preserving local culture in Austin, Texas. My responsibilities include strategic planning, overseeing community engagement initiatives, and coordinating with volunteers and local artists. This role is strictly non-financial in nature, and I do not provide any financial, investment, or advisory services through this organization. Additionally, my obligations are limited to outside of Kestra Financial business hours, primarily evenings and weekends, ensuring that there is no conflict with my duties as a financial professional.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-14
S63 Uniform Securities Agent State Law Examination 2020-09-10
  • S65 Uniform Investment Adviser Law Examination
    2024-09-14
  • S63 Uniform Securities Agent State Law Examination
    2020-09-10
Other Names
  • Samuel A Legamaro

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