Best Investors Account Sign in

Patrick Alan Helm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-09
  • CT RA
    APPROVED
    Since 2021-03-09

Branch Locations

185 Asylum S, Hartford, CT 06103 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Avon CT 09/2019 Present
Bank Of America, N.A. Avon CT 09/2019 Present
Asics America Lake George NY 05/2017 09/2019
Reebok Lake George NY 05/2016 05/2017
Full Time Education Queensbury/Plattsburgh NY 09/2000 05/2019
  • 09/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Avon, CT
  • 09/2019 → Present
    Bank Of America, N.A.
    Avon, CT
  • 05/2017 → 09/2019
    Asics America
    Lake George, NY
  • 05/2016 → 05/2017
    Reebok
    Lake George, NY
  • 09/2000 → 05/2019
    Full Time Education
    Queensbury/Plattsburgh, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-08
  • S66 Uniform Combined State Law Examination
    2021-03-08
Other Names
  • Patrick Helm

View on SEC IAPD

Other Firms

NEBRODI PARTNERS, LLC
MORGAN STANLEY
ERNST & YOUNG INVESTMENT ADVISERS LLP
ROCKEFELLER FINANCIAL LLC
BRADLEY FOSTER & SARGENT INC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
INTEGRATED ADVISORS NETWORK LLC

Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

More in Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor