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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-02-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Louis | MO | 09/2019 | 01/2024 |
| Bank Of America, N.A. | Saint Louis | MO | 09/2019 | 01/2024 |
| Commerce Bank | Clayton | MO | 08/2017 | 09/2019 |
| Convergys | Arnold | MO | 01/2017 | 08/2017 |
| Unemployed | High Ridge | MO | 09/2015 | 01/2017 |
| Saxony Securities Inc | St. Louis | MO | 01/2024 | Present |
| Saxony Capital Management | St. Louis | MO | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-09 |
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