David S Ryan

Current Employers

Employment History

• 07/2014 → 01/2019
  Stifel
  St. Louis, MO
• 01/2019 → 07/2019
  Compass Retirement Solutions
  St Louis, MO
• 07/2019 → 02/2020
  Fra Wealth Management, Llc
  O'FAllon, IL
• 07/2019 → 02/2020
  Financial Resources Of America, Inc
  O'FAllon, IL
• 02/2020 → 10/2021
  Brokers International Financial Services
  Urbandale, IA
• 11/2022 → Present
  Founders Financial Securities Llc
  Towson, MD
• 11/2021 → Present
  Cadre Asset Management
  Desoto, MO

Previous Registrations

• 2020-04-30 → 2021-11-01
  Integrity Alliance, Llc.
  O'FAllon, IL
  Fairview Heights, IL
  Urbandale, IA
• 2019-07-25 → 2020-01-13
  Fra Wealth Management Llc
  O'FAllon, IL
• 2019-01-25 → 2019-07-17
  Compass Wealth
  St. Louis, MO
• 2014-08-06 → 2019-01-14
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 2014-06-10 → 2014-07-29
  Cuna Brokerage Services, Inc.
  Hazelwood, MO
• 2012-04-02 → 2014-03-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Webster Grove, MO
  Saint Louis, MO
  Saint Louis, MO
  Wildwood, MO
  Saint Louis, MO
  Chicago, IL
  St Louis, MO
  Chesterfield, MO
• 2009-11-13 → 2010-05-11
  Pnc Wealth Management Llc
  Brentwood, MO
  Chesterfield, MO
• 2009-06-23 → 2009-11-13
  Natcity Investments, Inc.
  Brentwood, MO
• 2008-11-10 → 2009-03-26
  Equitable Advisors, Llc
  Creve Coeur, MO

Other Businesses

1) Cadre Asset Management; Investment Related; Imperial, MO; Start Date:11/1/2021; Investment Management & Insurance Sales and Service; President; 20 Hrs. per month; 1 Hr. during trading; Directly involved in client acquisition, service and presentations for investment and insurance products and will continue to service new accounts as needed whether annually or quarterly 2) Ryan Family Veterinary Medicine, LLC dba DeSoto Veterinary Hospital; Not Investment Related;13909 State Road 21, DeSoto, Missouri 63020; Start date 10/1/2021; Veterinary Medicine, Chief Financial Officer; 8 Hrs. per month; 0 Hrs. during trading; managing kennels and financial books 3) Stan's Red Owl, LLC,; Not investment Related; 13909 State Road 21 DeSoto, Missouri 63020: Start Date: 10/2021; Real Estate Holding Co for Veterinary Practice, CFO/Maintenance; 3 Hrs. per month; 0 Hrs. during trading; Maintenance work and manage the property 4) Knights of Columbus DeSoto#1185; Not Investment Related;13225 State Road E. DeSoto, MO 63020; Start Date: 12/28/22; Knight/Member; 2 Hrs. per month; 0 Hrs. during trading; Help with KofC sponsored community events 5) St. Rose of Lima School Sports Association; Not Investment Related; 504 S. 3rd Street DeSoto, MO 63020; Start Date: 10/30/2023; Assistant Coach; 12 Hrs. per month; 0 Hrs. during trading; Assistant Basketball Coach. 6) Citizens for Stan Richardson, Non-Investment related, 12961 State Road 21, DeSoto MO 63020, Nature of business: Treasurer of County Council Candidate, Treasurer, start date: 1/15/2024, Devote 4 hours per month/ 0 during securities trading hours. Duties include Tracking expenses and income, ensuring compliance with ethics procedures. 7) Phalanx Project, Inc., Non-Investment Related, 76 Plum Street Drive, St. Peters, MO 63376, Military Suicidal Awareness, Coaching and Mental Health Rehabilitation, Treasurer, 4 Hours Per Month/ 0 During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-08

Other Names

• David Ryan Freking
• David R Freking
• David Stanley Ryan