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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-08
  • AZ RA
    APPROVED
    Since 2022-09-08

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Marana, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 09/2019 06/2022
Nationwide Insurance Lone Tree CO 06/2016 09/2019
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 09/2019 → 06/2022
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 06/2016 → 09/2019
    Nationwide Insurance
    Lone Tree, CO
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
  • 2020-03-13 → 2022-07-15
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-12
  • S66 Uniform Combined State Law Examination
    2020-03-12

View on SEC IAPD

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