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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-05 |
| OH | RA | APPROVED | 2020-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Dayton | OH | 09/2019 | Present |
| Stryker Corporation | Dayton | OH | 01/2019 | 10/2019 |
| Unemployed | Cincinnati | OH | 08/2018 | 01/2019 |
| Cintas Corporation | Cincinnati | OH | 02/2014 | 08/2018 |
1290 WHIO RADIO (COX MEDIA), NOT INVT RELATED, DAYTON, OH, SPORTS COLOR ANALYST, START 11/1/2014, 4-10 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE IN-GAME COLOR COMMENTARY, ANALYSIS AND FEEDBACK DURING RADIO BROADCASTS OF THE UNIVERSITY OF DAYTON MEN'S BASKETBALL GAMES. OHIO SPORTS TELEVISION, NOT INV RELATED, COLOR COMMENTATOR, START 12/3/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, SPORTS COMMENTATOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-28 |
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