Alex K Tussey

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-02-12
OH	RA	APPROVED	2024-02-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Deborah Ball Realty	Lexington	KY	06/2017	08/2017
Nicole Riordan	Lexington	KY	08/2018	09/2019
Student	Lexington	KY	08/2001	05/2018
Kara Barnes	Lexington	KY	05/2016	08/2018
Northwestern Mutual Investment Services Llc	Cincinnati	OH	10/2019	07/2020
Erik Stephens	Cincinnati	OH	07/2020	07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	09/2021	02/2024
Ubs Financial Services Inc	Cincinnati	OH	02/2024	Present
Unemployed	Newport	KY	07/2021	09/2021

06/2017 → 08/2017

Deborah Ball Realty

Lexington, KY
08/2018 → 09/2019

Nicole Riordan

Lexington, KY
08/2001 → 05/2018

Student

Lexington, KY
05/2016 → 08/2018

Kara Barnes

Lexington, KY
10/2019 → 07/2020

Northwestern Mutual Investment Services Llc

Cincinnati, OH
07/2020 → 07/2021

Erik Stephens

Cincinnati, OH
09/2021 → 02/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
02/2024 → Present

Ubs Financial Services Inc

Cincinnati, OH
07/2021 → 09/2021

Unemployed

Newport, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28
S63	Uniform Securities Agent State Law Examination	2021-05-15

Other Firms