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Inactive

James Ray

Cerity Partners LLC

Fort Worth, TX

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

3526 West Vickery Blvd., Fort Worth, TX 76107 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guy Rodgers Private Wealth Strategies Mansfield TX 02/2020 11/2021
Professional Golfer Fort Worth TX 05/2014 08/2018
The Law Office Of Gary L Nickelson Fort Worth TX 07/2017 01/2022
Fidelity Investments Westlake TX 12/2021 03/2023
Merrill Lynch Fort Worth TX 03/2023 02/2024
Cerity Partners Llc New York NY 03/2024 Present
  • 02/2020 → 11/2021
    Guy Rodgers Private Wealth Strategies
    Mansfield, TX
  • 05/2014 → 08/2018
    Professional Golfer
    Fort Worth, TX
  • 07/2017 → 01/2022
    The Law Office Of Gary L Nickelson
    Fort Worth, TX
  • 12/2021 → 03/2023
    Fidelity Investments
    Westlake, TX
  • 03/2023 → 02/2024
    Merrill Lynch
    Fort Worth, TX
  • 03/2024 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-02
  • S66 Uniform Combined State Law Examination
    2022-08-02
Other Names
  • James Dale Ray
  • James Ray

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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