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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-08
CA RA APPROVED 2021-04-27
  • TX RA
    APPROVED
    Since 2022-12-08
  • CA RA
    APPROVED
    Since 2021-04-27

Branch Locations

10000 Washington Blvd. Floor 6, Culver City, CA 90232 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Culver City CA 06/2020 Present
Raymond James Financial Services, Inc. Culver City CA 09/2019 06/2020
Ascula Student Government Accounting Office Los Angeles CA 11/2017 06/2020
Ucla Los Angeles CA 09/2016 06/2020
Unemployed Tracy CA 05/2016 09/2016
Crux Wealth Advisors Culver City CA 06/2021 01/2023
  • 06/2020 → Present
    Raymond James Financial Services, Inc.
    Culver City, CA
  • 09/2019 → 06/2020
    Raymond James Financial Services, Inc.
    Culver City, CA
  • 11/2017 → 06/2020
    Ascula Student Government Accounting Office
    Los Angeles, CA
  • 09/2016 → 06/2020
    Ucla
    Los Angeles, CA
  • 05/2016 → 09/2016
    Unemployed
    Tracy, CA
  • 06/2021 → 01/2023
    Crux Wealth Advisors
    Culver City, CA
Other Businesses

(1)Name of Business: Lumen Wealth Group Address: 750 N San Vicente Blvd Ste 800W, West Hollywood, CA, 90069-5788, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/24/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial advisor under RJFS, 3% business owner in Lumen (2)Name of Business: Noble Wealth Partners Address: 10000 Washington Blvd Fl 6, Culver City, CA, 90232-2781, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/31/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will help with transitions whenever new advisor joins RJ thru Noble

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-16
  • S66 Uniform Combined State Law Examination
    2021-02-16

View on SEC IAPD

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