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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| CA | RA | APPROVED | 2019-01-15 |
Branch Locations
10000 Washington Blvd. Floor 6, Culver City, CA 90232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fraser Financial | Beverly Hills | CA | 10/2011 | 08/2018 |
| Unemployed | Beverly Hills | CA | 08/2018 | 01/2019 |
| Raymond James Financial Services, Inc | Manhattan Beach | CA | 01/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Manhattan Beach | CA | 01/2019 | Present |
| Mass Mutual | Los Angeles | CA | 08/2011 | Present |
| Principal | Los Angeles | CA | 01/2019 | Present |
| Crux Insurance Agency, Llc | Los Angeles | CA | 01/2019 | 11/2021 |
| The Donald & Deborah Wiss Living Trust | Los Angeles | CA | 01/2018 | Present |
| Lumen Wealth Group | West Hollywood | CA | 01/2019 | Present |
| Noble Wealth Partners | Culver City | CA | 05/2023 | Present |
(1)Name of Business: Mass Mutual Address: 1706 S. Garth Ave, Los Angeles, CA, 90035, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 08/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Broker to sell and service whole life and term life and disability insurance (2)Name of Business: Noble Wealth Partners Address: 750 N. San Vicente Blvd., Suite 800 West, , West Hollywood, CA, 90069, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and operations compliance support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-27 |
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