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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
CA RA APPROVED 2019-01-15
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2019-01-15

Branch Locations

10000 Washington Blvd. Floor 6, Culver City, CA 90232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fraser Financial Beverly Hills CA 10/2011 08/2018
Unemployed Beverly Hills CA 08/2018 01/2019
Raymond James Financial Services, Inc Manhattan Beach CA 01/2019 Present
Raymond James Financial Services Advisors Inc. Manhattan Beach CA 01/2019 Present
Mass Mutual Los Angeles CA 08/2011 Present
Principal Los Angeles CA 01/2019 Present
Crux Insurance Agency, Llc Los Angeles CA 01/2019 11/2021
The Donald & Deborah Wiss Living Trust Los Angeles CA 01/2018 Present
Lumen Wealth Group West Hollywood CA 01/2019 Present
Noble Wealth Partners Culver City CA 05/2023 Present
  • 10/2011 → 08/2018
    Fraser Financial
    Beverly Hills, CA
  • 08/2018 → 01/2019
    Unemployed
    Beverly Hills, CA
  • 01/2019 → Present
    Raymond James Financial Services, Inc
    Manhattan Beach, CA
  • 01/2019 → Present
    Manhattan Beach, CA
  • 08/2011 → Present
    Mass Mutual
    Los Angeles, CA
  • 01/2019 → Present
    Principal
    Los Angeles, CA
  • 01/2019 → 11/2021
    Crux Insurance Agency, Llc
    Los Angeles, CA
  • 01/2018 → Present
    The Donald & Deborah Wiss Living Trust
    Los Angeles, CA
  • 01/2019 → Present
    Lumen Wealth Group
    West Hollywood, CA
  • 05/2023 → Present
    Noble Wealth Partners
    Culver City, CA
Previous Registrations
Other Businesses

(1)Name of Business: Mass Mutual Address: 1706 S. Garth Ave, Los Angeles, CA, 90035, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 08/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Broker to sell and service whole life and term life and disability insurance (2)Name of Business: Noble Wealth Partners Address: 750 N. San Vicente Blvd., Suite 800 West, , West Hollywood, CA, 90069, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and operations compliance support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-15
S63 Uniform Securities Agent State Law Examination 2011-06-27
  • S65 Uniform Investment Adviser Law Examination
    2016-03-15
  • S63 Uniform Securities Agent State Law Examination
    2011-06-27
Other Names
  • Jeremy Wiss

View on SEC IAPD

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