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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-01
TX RA APPROVED 2024-07-01
  • CA RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

10000 Washington Blvd Ste 600, Culver City, CA 90232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Los Angeles CA 03/2021 07/2024
World Financial Group Los Angeles CA 04/2020 02/2021
The Blackmar Group Los Angeles CA 01/2020 12/2020
Ernst & Young Llp Los Angeles CA 08/2015 01/2020
Lpl Financial Llc Westlake Village CA 07/2024 Present
  • 03/2021 → 07/2024
    Los Angeles, CA
  • 04/2020 → 02/2021
    World Financial Group
    Los Angeles, CA
  • 01/2020 → 12/2020
    The Blackmar Group
    Los Angeles, CA
  • 08/2015 → 01/2020
    Ernst & Young Llp
    Los Angeles, CA
  • 07/2024 → Present
    Westlake Village, CA
Previous Registrations
Other Businesses

1) 07/01/2024 - Artin Zakarian, CPA - CPA - Licensed CPA - Investment related - Start date: 10/13/2016 - 0 Hrs/Mth - 0 Hrs During Trading - 0% Time spent. 2) 07/01/2024 - Oak Gate Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:07/01/2024 - 180 Hrs/Mth - 6 Hrs During Trading. 3) 07/01/2024 - Zakarian Financial LLC - Business Entity For Tax/Investment Purposes Only - CA 90035 - Not investment related -Start date: 07/01/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 4) 07/01/2024 - Oak Gate Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 180 Hours Per Month/ 6 Hours During Trading 5) 09/03/2025- Inverness Insurance Services, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/26/2025- 2 Hrs/Mth - 0 Hrs During Trading. 6) 09/15/2025 - Diversified Brokerage Services (DBS) - Investment Related - Non-Variable Insurance - At Reported Business Location(s)- Start date:09/08/2025 - 12 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-26
S65 Uniform Investment Adviser Law Examination 2020-10-03
  • S63 Uniform Securities Agent State Law Examination
    2020-10-26
  • S65 Uniform Investment Adviser Law Examination
    2020-10-03
Designations

View on SEC IAPD

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