Thomas Mead

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2018
  University Of Mary Washington
  Fredericksburg, VA
• 06/2018 → 09/2018
  Unemployment
  Fredericksburg, VA
• 09/2018 → 03/2019
  Bankers Life
  Fredericksburg, VA
• 03/2019 → 10/2019
  Virginia Retirement Specialists, Inc.
  Fredericksburg, VA
• 11/2019 → 03/2020
  Thrivent Financial
  Appleton, WI
• 11/2019 → 02/2021
  Thrivent Investment Management Inc
  Troutman, FL
• 03/2020 → 02/2021
  Thrivent Financial
  Appleton, WI
• 02/2021 → 06/2021
  Randstad
  Charlotte, NC
• 04/2021 → 06/2021
  Wells Fargo Clearing Services
  Charlotte, NC
• 06/2021 → 10/2022
  Robinhood Financial, Llc
  Charlotte, NC
• 06/2022 → 10/2022
  Robinhood Markets, Inc
  Charlotte, NC
• 10/2022 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-05-24 → 2021-09-08
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  St. Louis, MO
• 2020-01-02 → 2021-02-05
  Thrivent Investment Management Inc.
  Heathrow, FL
  Troutman, NC
  Salisbury, NC

Exams

• S66 Uniform Combined State Law Examination
  2019-12-30

Other Names

• Thomas Mead
• Thomas Alexander Mead