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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-06
TX RA APPROVED 2019-12-06
  • CA RA
    APPROVED
    Since 2019-12-06
  • TX RA
    APPROVED
    Since 2019-12-06

Branch Locations

2670 Berryessa Road, San Jose, CA 95132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Jose Physical Therapy San Jose CA 09/2017 02/2018
Unemployed Davis CA 07/2015 03/2017
J.p. Morgan Chase San Jose CA 02/2018 08/2019
Humanitiesdc Washington DC 03/2017 06/2017
Unemployed San Jose CA 06/2017 09/2017
Jp Morgan Chase Bank, N.A. California CA 09/2019 03/2022
J.P. Morgan Securities Llc. San Jose CA 04/2022 Present
Jpmorgan Chase Bank N.A. San Jose CA 04/2022 Present
  • 09/2017 → 02/2018
    San Jose Physical Therapy
    San Jose, CA
  • 07/2015 → 03/2017
    Unemployed
    Davis, CA
  • 02/2018 → 08/2019
    J.p. Morgan Chase
    San Jose, CA
  • 03/2017 → 06/2017
    Humanitiesdc
    Washington, DC
  • 06/2017 → 09/2017
    Unemployed
    San Jose, CA
  • 09/2019 → 03/2022
    Jp Morgan Chase Bank, N.A.
    California, CA
  • 04/2022 → Present
    San Jose, CA
  • 04/2022 → Present
    Jpmorgan Chase Bank N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
  • S66 Uniform Combined State Law Examination
    2019-12-03
Other Names
  • Tien Vo

View on SEC IAPD

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