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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-10-12
  • WA RA
    APPROVED
    Since 2021-10-12

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

8517 35Th Ave Ne, Seattle, WA 98115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Ashland OR 03/2019 08/2020
Wells Fargo Bank Na Ashland OR 03/2019 08/2020
Self Employed Tehran 06/2012 01/2019
Keybank Seattle WA 08/2020 07/2021
Key Investment Services Seattle WA 09/2020 07/2021
Wells Fargo Clearing Services, Llc Seattle WA 08/2021 Present
Wells Fargo Bank, Na Seattle WA 08/2021 Present
  • 03/2019 → 08/2020
    Ashland, OR
  • 03/2019 → 08/2020
    Wells Fargo Bank Na
    Ashland, OR
  • 06/2012 → 01/2019
    Self Employed
    Tehran
  • 08/2020 → 07/2021
    Keybank
    Seattle, WA
  • 09/2020 → 07/2021
    Key Investment Services
    Seattle, WA
  • 08/2021 → Present
    Seattle, WA
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-12
S63 Uniform Securities Agent State Law Examination 2020-01-24
  • S66 Uniform Combined State Law Examination
    2021-10-12
  • S63 Uniform Securities Agent State Law Examination
    2020-01-24

View on SEC IAPD

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