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Diana Garibay

Wells Fargo Clearing Services, LLC

Vancouver, WA

Clackamas, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-02-18
WA RA APPROVED 2020-02-18
  • OR RA
    APPROVED
    Since 2020-02-18
  • WA RA
    APPROVED
    Since 2020-02-18

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

12072 Se Sunnyside Rd, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Oregon City OR 09/2019 Present
Wells Fargo Bank Na Oregon City OR 02/2017 Present
Aerotek Vancouver WA 10/2016 01/2017
Willamette Valley Adult Care Home West Linn OR 04/2016 10/2016
  • 09/2019 → Present
    Wells Fargo Clearing Services, Llc.
    Oregon City, OR
  • 02/2017 → Present
    Wells Fargo Bank Na
    Oregon City, OR
  • 10/2016 → 01/2017
    Aerotek
    Vancouver, WA
  • 04/2016 → 10/2016
    Willamette Valley Adult Care Home
    West Linn, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-18
S63 Uniform Securities Agent State Law Examination 2020-01-23
  • S65 Uniform Investment Adviser Law Examination
    2020-02-18
  • S63 Uniform Securities Agent State Law Examination
    2020-01-23
Other Names
  • Diana Dunca

View on SEC IAPD

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Other Investors

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JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

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