Brian Keith Wartsbaugh

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-12-18

TX RA
APPROVED

Since 2019-12-18

Branch Locations

101 S Dallas St Suite 300, Ennis, TX 75119-4754 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2019	Present
Boom Boom Inc	Ennis	TX	07/2017	09/2019
Bwf Ent Inc	Ennis	TX	07/1995	07/2017

10/2019 → Present

Edward Jones

St Louis, MO
07/2017 → 09/2019

Boom Boom Inc

Ennis, TX
07/1995 → 07/2017

Bwf Ent Inc

Ennis, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-14

S66 Uniform Combined State Law Examination

2019-12-14

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

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