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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-02-22
  • MD RA
    APPROVED
    Since 2024-02-22

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2019 05/2021
Pnc Bank Baltimore MD 08/2014 08/2019
Jpmorgan Chase Bank, N.A. Baltimore MD 05/2021 11/2023
J.P. Morgan Securities Llc Baltimore MD 05/2021 11/2023
Merrill Edge Hunt Valley MD 09/2019 05/2021
T. Rowe Price Owings Mills MD 11/2023 Present
  • 09/2019 → 05/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 08/2014 → 08/2019
    Pnc Bank
    Baltimore, MD
  • 05/2021 → 11/2023
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
  • 05/2021 → 11/2023
    J.P. Morgan Securities Llc
    Baltimore, MD
  • 09/2019 → 05/2021
    Merrill Edge
    Hunt Valley, MD
  • 11/2023 → Present
    T. Rowe Price
    Owings Mills, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-15
S63 Uniform Securities Agent State Law Examination 2021-06-14
  • S66 Uniform Combined State Law Examination
    2024-02-15
  • S63 Uniform Securities Agent State Law Examination
    2021-06-14

View on SEC IAPD

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