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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-16
TX RA APPROVED 2020-09-16
  • CA RA
    APPROVED
    Since 2020-09-16
  • TX RA
    APPROVED
    Since 2020-09-16

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2019 Present
Doordash Tucson AZ 05/2019 08/2019
Central Connecticut State University New Britain CT 05/2015 05/2018
Sonora Investment Management Tucson AZ 05/2017 06/2017
Ball State University Muncie IN 06/2018 08/2019
Bank Of America, N.A. Chandler AZ 05/2021 Present
  • 09/2019 → Present
    Chandler, AZ
  • 05/2019 → 08/2019
    Doordash
    Tucson, AZ
  • 05/2015 → 05/2018
    Central Connecticut State University
    New Britain, CT
  • 05/2017 → 06/2017
    Sonora Investment Management
    Tucson, AZ
  • 06/2018 → 08/2019
    Ball State University
    Muncie, IN
  • 05/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-14
  • S66 Uniform Combined State Law Examination
    2020-09-14
Other Names
  • Austin Nehls

View on SEC IAPD

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