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8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-24 |
| AZ | RA | APPROVED | 2020-02-10 |
Branch Locations
8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
18325 N Allied Way Suite 220, Phoenix, AZ 85054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elemetal Direct | Phoenix | AZ | 10/2009 | 11/2019 |
| Securities America, Inc. | Phoenix | AZ | 11/2019 | 10/2020 |
| Verus Capital Partners | Phoenix | AZ | 02/2020 | Present |
1) John Glaudel, POSITION: Insurance producer NATURE: Selling Life insurance, INVESTMENT RELATED: No, NUMBER OF HOURS: <5 per month, SECURITIES TRADING HOURS: <5 hours per month, START DATE: 03/23/2020 ADDRESS: 18325 N Allied Way Suite 220, Phoenix, AZ 85054 DESCRIPTION: Providing clients with Life Insurance products. 2) John Glaudel, POSITION: Sole Proprietor/Tax Preparer, NATURE: Tax Preparation, INVESTMENT RELATED: No, NUMBER OF HOURS: as much as 10 hours per month but varies seasonally , SECURITIES TRADING HOURS: <2, START DATE: 01/01/2020, ADDRESS: 18325 N Allied Way Suite 220, Phoenix, AZ 85054, DESCRIPTION: Individual Tax Preparation and Filing 3) Phillips Financial Management, DBA for VERUS CAPITAL PARTNERS, LLC, POSITION: Investment Advisor Representative - Nature: Investment Advisory Services - Investment Related: Yes - Start date: 2/10/2020 - Address: 18325 N Allied Way Suite 220, Phoenix AZ 85054 NUMBER OF HOURS: as much as 200 per month, NUMBER OF HOURS DURING TRADING HOURS: 130, DUTIES: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-29 |
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