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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2021 | Present |
| Vanguard | Scottsdale | AZ | 08/2019 | 12/2020 |
| One Stop Nutrition | Scottsdale | AZ | 03/2019 | 08/2019 |
| Nike | Scottsdale | AZ | 11/2018 | 04/2019 |
| Northern Arizona Univeristy | Flagstaff | AZ | 08/2017 | 05/2018 |
| Unemployed | Scottsdale | AZ | 06/2018 | 10/2018 |
| Student | Flagstaff | AZ | 08/2016 | 12/2016 |
| Wildflower Bread Company | Flagstaff | AZ | 01/2017 | 05/2017 |
| Charles Schwab Bank, Ssb | Peoria | AZ | 01/2023 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-03 |
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