Sedric J Banks

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 09/2020
  American Funds
  Carmel, IN
• 08/2018 → 05/2019
  Envista
  Carmel, IN
• 05/2018 → 08/2018
  Indy Management Firm
  Carmel, IN
• 06/2016 → 06/2018
  Best Buy
  Bloomington, IN
• 05/2017 → 08/2017
  Rook Security
  Carmel, IN
• 05/2014 → 05/2018
  Indiana University
  Bloomington, IN
• 05/2016 → 09/2016
  Indiana Univeristy
  Bloomington, IN
• 09/2020 → 06/2022
  American Funds
  Carmel, IN
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN

Previous Registrations

• 2021-01-01 → 2022-06-17
  Capital Client Group, Inc.
  Carmel, IN
  San Antonio, TX

Other Businesses

I"962242",Name of OBA Judah Warriors LLC.,Address: Indianapolis, Indiana,Investment Related: N,Position, Title: ["Officer","Owner"],Employee Start Date: 6/9/2020,No Hours: 4, WeeklyNo Hours: during trading: 0Duties: Create apparel as a clothing brand. Non-investment relatedYoung King Banks LLC - Not investment related - 5625 Sunnyside Rd suite 1013, Indianapolis, IN 46235 - Chief Executive Officer - August 2022 Start date of your relationship - 3-4 Hours Approximate number of hours/month you devote to the other business - 0 Hours Number of hours you devote/month to the other business during securities trading hours - I make gospel music and will publish under this Artist name

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-28
• S63 Uniform Securities Agent State Law Examination
  2020-03-14

Other Names

• Sedric Justin Banks