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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-14 |
Branch Locations
1607 Bradley Park Dr, Columbus, GA 31904 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Phenix City | AL | 08/2019 | Present |
| Wells Fargo Bank Na | Phenix City | AL | 02/2016 | Present |
CHASE CARD COLLECTIBLES LLC ; INV RELATED; COLUMBUS, GA; TRADING CARD COLLECTIBLES;50% OWNERSHIP; START DATE: 07/20/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-19 |
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