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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-13
PA RA APPROVED 2022-10-05
  • TX RA
    APPROVED
    Since 2022-10-13
  • PA RA
    APPROVED
    Since 2022-10-05

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 08/2019 Present
Ron's Original Bar And Grill Exton PA 04/2019 03/2020
Founding Farmers King Of Prussia PA 06/2018 04/2019
Panera Bread Wayne PA 02/2013 06/2018
Other Businesses

I*1213251, Entity Type: Entity For Profit, Name of OBA: Ron's Original Bar and Grill, Address: Exton, Pennsylvania 19341, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 03/11/2023, No Hours: 5, No Hours during trading: 0, Duties: Restaurant serving job. Serve customers food and drinks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Laura Anne Sapyta
  • Laura Banes

View on SEC IAPD

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