Best Investors Account Sign in

Ayan Siddiqui

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7170695

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-06
AZ RA APPROVED 2024-11-22
  • CA RA
    APPROVED
    Since 2025-03-06
  • AZ RA
    APPROVED
    Since 2024-11-22

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2019 11/2020
Amaan Capital Karachi 05/2016 07/2019
The University Of Law London 01/2018 11/2018
Robinhood Financial, Llc Menlo Park CA 11/2020 03/2022
Morgan Stanley Tempe AZ 03/2022 09/2022
Rbc Capital Markets, Llc Phoenix AZ 09/2022 05/2024
Charles Schwab & Co., Inc Phoenix AZ 10/2024 Present
Unemployed Scottsdale AZ 06/2024 09/2024
Charles Schwab Bank, Ssb Phoenix AZ 10/2024 Present
  • 08/2019 → 11/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2016 → 07/2019
    Amaan Capital
    Karachi
  • 01/2018 → 11/2018
    The University Of Law
    London
  • 11/2020 → 03/2022
    Robinhood Financial, Llc
    Menlo Park, CA
  • 03/2022 → 09/2022
    Tempe, AZ
  • 09/2022 → 05/2024
    Phoenix, AZ
  • 10/2024 → Present
    Phoenix, AZ
  • 06/2024 → 09/2024
    Unemployed
    Scottsdale, AZ
  • 10/2024 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 2019-10-28
  • S66 Uniform Combined State Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    2019-10-28
Other Names
  • Ayan Siddiqui
  • Ayan Aman Siddiqui
  • Ayan A Siddiqui

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor