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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-06 |
| AZ | RA | APPROVED | 2024-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | 11/2020 |
| Amaan Capital | Karachi | 05/2016 | 07/2019 | |
| The University Of Law | London | 01/2018 | 11/2018 | |
| Robinhood Financial, Llc | Menlo Park | CA | 11/2020 | 03/2022 |
| Morgan Stanley | Tempe | AZ | 03/2022 | 09/2022 |
| Rbc Capital Markets, Llc | Phoenix | AZ | 09/2022 | 05/2024 |
| Charles Schwab & Co., Inc | Phoenix | AZ | 10/2024 | Present |
| Unemployed | Scottsdale | AZ | 06/2024 | 09/2024 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-28 |
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