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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-24
  • CT RA
    APPROVED
    Since 2023-01-24

Branch Locations

Norwalk, CT • United States

285 Riverside Avenue Suite 205, Westport, CT 06880 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 09/2019 01/2023
740 Park Ave Llc Rye Brook NY 02/2018 08/2019
Law Office Of Marcia Kusnetz Rye Brook NY 02/2016 02/2018
Raymond James & Associates, Inc Greenwich CT 01/2023 Present
  • 09/2019 → 01/2023
    Purchase, NY
  • 02/2018 → 08/2019
    740 Park Ave Llc
    Rye Brook, NY
  • 02/2016 → 02/2018
    Law Office Of Marcia Kusnetz
    Rye Brook, NY
  • 01/2023 → Present
    Greenwich, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-20
  • S66 Uniform Combined State Law Examination
    2020-10-20

View on SEC IAPD

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