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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-09
  • TX RA
    APPROVED
    Since 2020-01-09

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 03/2018 Present
Bank Of America, N.A. Austin TX 03/2018 Present
Marketsource Austin TX 09/2018 10/2018
Banana Republic Mcallen TX 10/2017 01/2018
Hollister San Antono TX 01/2016 10/2017
Golds Gym Pharr TX 08/2014 01/2017
Abercrombie And Fitch Mcllen TX 01/2016 10/2017
Unemployed Pharr TX 01/2018 03/2018
  • 03/2018 → Present
    Austin, TX
  • 03/2018 → Present
    Bank Of America, N.A.
    Austin, TX
  • 09/2018 → 10/2018
    Marketsource
    Austin, TX
  • 10/2017 → 01/2018
    Banana Republic
    Mcallen, TX
  • 01/2016 → 10/2017
    Hollister
    San Antono, TX
  • 08/2014 → 01/2017
    Golds Gym
    Pharr, TX
  • 01/2016 → 10/2017
    Abercrombie And Fitch
    Mcllen, TX
  • 01/2018 → 03/2018
    Unemployed
    Pharr, TX
Other Businesses

I*1022426, Name of OBA: Rental Property 1 Address: san marcos, TX Investment Related: Yes Position, Title, Association: Sole owner Employee Start Date: 10/17/2022 No Hours: 0 Weekly No Hours during trading: 0 Duties: I *934259, Name of OBA: the friendly ostrich llc, Address: san marcos, Texas, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 7/27/2022, No Hours: 0, Weekly, No Hours during trading: 0, Duties: real estate I *1721270, Name of OBA: Dog sitting, Address: San Marcos, Texas, Investment Related: N, Position, Title, Association: Other/Dog Sitter, Employee Start Date: 02/28/2024, No Hours: 5, Monthly, No Hours during trading: 0, Duties: Dog sitting on the afternoons / weekends

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
  • S66 Uniform Combined State Law Examination
    2019-12-30
Other Names
  • Alfredo Zepeda

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