Brian David Swilling

Current Employers

Employment History

• 06/2015 → 11/2020
  Waddell & Reed Inc
  Charlotte, NC
• 06/2015 → 11/2020
  Various Insurance Carriers For W & R Insurance Agencies
  Belmont, NC
• 11/2017 → Present
  Navipath Partners, Inc. Dba Navipath Financial
  Belmont, NC
• 08/2018 → Present
  Belk College Of Uncc Alumni Council
  Charlotte, NC
• 01/2018 → Present
  Charlotte Area Alumni Council Of Pi Kappa Phi
  Charlotte, NC
• 11/2020 → Present
  Private Client Services
  Charlotte, NC
• 11/2020 → Present
  Rfg Advisory, Llc Dba Navipath Wealth
  Charlotte, NC

Previous Registrations

• 2015-08-06 → 2020-11-16
  Waddell & Reed
  Charlotte, NC
  Charleroi, PA
  Charlotte, NC

Other Businesses

1) NAVIPATH WEALTH. 1001 MOREHEAD SQUARE DR, SUITE 450A, CHARLOTTE, NC 28203. DBA FOR FINANCIAL ADVISORY PRACTICE, FOR MARKETING PURPOSES. PARTNER, MARKETING AND OPERATIONS. 160 HRS/MO; 160 DURING TRADING HRS. 2) NAVIPATH WEALTH. 1001 MOREHEAD SQUARE DR, SUITE 450A, CHARLOTTE, NC 28203. DBA/INSURANCE/CRUMP. INSURANCE AGENT/FIXED ANNUITIES, LIFE INSURANCE, VARIABLE ANNUITY. 80 HRS/MO; 80 DURING TRADING HRS. 3) RFG ADVISORY, LLC. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. 160 HRS/MO; 160 DURING TRADING HRS. 4) UNC CHARLOTTE BELK COLLEGE OF BUSINESS ALUMNI COUNCIL. 9201 UNIVERSITY CITY BLVD, CHARLOTTE, NC 28223. COLLEGE ALUMNI COUNCIL TO PROMOTE THE COLLEGE. COMMUNITY SERVICE CENTER, NETWORK AND PROMOTE THE COLLEGE THROUGH COMMUNITY SERVICE. 2 HRS/MO; 2 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-06
• S63 Uniform Securities Agent State Law Examination
  2006-11-28