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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| CA | RA | APPROVED | 2026-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Target Corporation | Waco | TX | 05/2015 | 11/2016 |
| Bank Of America, N.A | Torrance | CA | 11/2016 | 08/2019 |
| J.P. Morgan Securities Llc/Chase Bank | Torrance | CA | 08/2019 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 06/2022 | 04/2025 |
| Morgan Stanley | Los Angeles | CA | 04/2025 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-31 |
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