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Julia Elizabeth Happel

Wells Fargo Clearing Services, LLC

St. Louis, MO

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-16
MO RA APPROVED 2023-05-30
  • NC RA
    APPROVED
    Since 2023-08-16
  • MO RA
    APPROVED
    Since 2023-05-30

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St, Charlotte, NC 28202 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 06/2020 12/2020
Td Ameritrade Saint Louis MO 09/2019 06/2020
Applebee's Glen Carbon IL 08/2018 09/2019
Tanning Unlimited Quincy IL 12/2017 08/2018
Cassano's Quincy IL 12/2017 08/2018
Palm Beach Tan Collinsville IL 08/2017 12/2017
Cassano's Quincy IL 05/2017 08/2017
Subway Edwardsville IL 09/2016 05/2017
Siue Edwardsville IL 08/2016 09/2016
Disys St Louis MO 01/2021 01/2022
Wells Fargo Clearing Services St Louis MO 06/2021 Present
  • 06/2020 → 12/2020
    Td Ameritrade
    Saint Louis, MO
  • 09/2019 → 06/2020
    Td Ameritrade
    Saint Louis, MO
  • 08/2018 → 09/2019
    Applebee's
    Glen Carbon, IL
  • 12/2017 → 08/2018
    Tanning Unlimited
    Quincy, IL
  • 12/2017 → 08/2018
    Cassano's
    Quincy, IL
  • 08/2017 → 12/2017
    Palm Beach Tan
    Collinsville, IL
  • 05/2017 → 08/2017
    Cassano's
    Quincy, IL
  • 09/2016 → 05/2017
    Subway
    Edwardsville, IL
  • 08/2016 → 09/2016
    Siue
    Edwardsville, IL
  • 01/2021 → 01/2022
    Disys
    St Louis, MO
  • 06/2021 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2020-08-14
Other Names
  • Julia E Happel
  • Julia Happel

View on SEC IAPD

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