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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-26 |
| NY | RA | APPROVED | 2023-01-06 |
Branch Locations
572 Amherst St, Buffalo, NY 14207 • United States
3203 Southwestern Blvd, Orchard Park, NY 14127 • United States
4250 Mckinley Parkway Suite 300, Hamburg, NY 14075 • United States
125 Grey St, East Aurora, NY 14052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2019 | 12/2019 |
| Firstsource Advantage Llc | Buffalo | NY | 05/2016 | 03/2019 |
| Unemployed | Buffalo | NY | 03/2019 | 08/2019 |
| Equitable Advisors, Llc | New York | NY | 09/2019 | 05/2021 |
| Citizens Securities, Inc. | Depew | NY | 05/2021 | 12/2022 |
| J.P. Morgan Securities Llc | Amherst | NY | 12/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Amherst | NY | 12/2022 | Present |
| Equitable Advisors | New York | NY | 01/2020 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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