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6464 Lower York Road, New Hope, PA 18938 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| PA | RA | APPROVED | 2023-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Fairbanks | AK | 01/2013 | 05/2017 |
| Brice, Inc | Fairbanks | AK | 05/2017 | 08/2017 |
| Student | Beverly | MA | 08/2017 | 08/2019 |
| Vantage Point Financial | Boston | MA | 08/2019 | 12/2019 |
| Student | Beverly | MA | 12/2019 | 05/2020 |
| Apex Financial Advisors | Yardley | PA | 06/2020 | 12/2022 |
| Rockwood Wealth Management | New Hope | PA | 01/2023 | Present |
| Rockwood Wealth Management | New Hope | PA | 01/2023 | Present |
1) Hale Street Holdings LLC; Investment related: No; 35 S Bell Ave Yardley PA 19067 USA; Holding company for contracting and ownership of service-based businesses, most notably in ice hockey camps.; Managing Member; 2023-05-15; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Administration of websites, registration and email management, and coaching during hockey camps. 2) Hockey Coach for Princeton Day School; investment related: No; 650 Great Rd Princeton NJ 08540 USA; I am the coach for the girl's ice hockey team at Princeton Day School. I am considered a part-time W-2 employee. ; Girl's Ice Hockey Coach; Coaching the girl's ice hockey team.; 2023-11-27; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 16.
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