Best Investors
Account
Sign in
Best Investors
Account
Sign in
830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-01 |
Branch Locations
112 E. Pecan St. Suite 525, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intercontinental Asset Managment Group Ltd. | San Antonio | TX | 02/2005 | 07/2021 |
| Intercontinental Wealth Advisors Llc | San Antonio | TX | 03/2006 | 08/2023 |
| Cipw Service Company, Llc | Toronto | 07/2023 | 07/2023 | |
| Corient | San Antonio | TX | 07/2023 | Present |
| Corient Services Llc | Miami | FL | 07/2023 | Present |
I am a member of the Board of Directors for Mission Pharmacal Company, a non-investment-related company, headquartered at 10999 I.H. 10 West, San Antonio, Texas 78230. Mission manufactures over-the-counter and prescription drugs. I have served on the board since 2005. I attend four to six meetings a year, which are approximately three hours each during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-06 |
Reach out to this advisor