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Current Employers
Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-11
  • NC RA
    APPROVED
    Since 2025-08-11

Branch Locations

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Private Bank Summit NJ 08/2019 04/2023
Pwc Advisory Services Llc Atlanta GA 06/2014 07/2017
Jp Morgan Private Bank Atlanta GA 06/2018 08/2018
University Of North Carolina - Chapel Hill Chapel Hill NC 08/2017 05/2019
Mth Financial Advisory, Llc Cary NC 03/2023 08/2025
Prosperity - An Eisneramper Company Raleigh NC 08/2025 Present
Dai Securities Llc Atlanta GA 08/2025 Present
  • 08/2019 → 04/2023
    Jp Morgan Private Bank
    Summit, NJ
  • 06/2014 → 07/2017
    Pwc Advisory Services Llc
    Atlanta, GA
  • 06/2018 → 08/2018
    Jp Morgan Private Bank
    Atlanta, GA
  • 08/2017 → 05/2019
    University Of North Carolina - Chapel Hill
    Chapel Hill, NC
  • 03/2023 → 08/2025
    Mth Financial Advisory, Llc
    Cary, NC
  • 08/2025 → Present
    Raleigh, NC
  • 08/2025 → Present
    Dai Securities Llc
    Atlanta, GA
Previous Registrations
  • 2023-09-27 → 2025-07-30
    Mth Financial Advisory
    Cary, NC
    Maywood, NJ
  • 2022-03-21 → 2023-04-22
    Atlanta, GA
    Summit, NJ
Other Businesses

1) PROSPERITY AN EISNERAMPER COMPANY; INVESTMENT RELATED; RALEIGH, NC; RELATIONSHIP MANAGER; 8/2025; 40 HOURS; 40 HOURS; IAR ASSISTING WITH CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 2019-09-25
  • S66 Uniform Combined State Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    2019-09-25
Designations

View on SEC IAPD

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