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Employer firm

Thrivent Advisor Network, LLC CRD 304569

$6.84B regulatory AUM 800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-11
  • IL RA
    APPROVED
    Since 2020-06-11

Branch Locations

4500 N. Prospect Rd Suite 200, Peoria Heights, IL 61616 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Peoria IL 08/2009 05/2020
Thrivent Financial For Lutherans Appleton WI 12/2009 07/2017
Thrivent Financial For Lutherans Appleton WI 07/2017 05/2020
Thrivent Advisor Network, Llc Dba Palomar Wealth Peoria Heights IL 05/2020 Present
Purshe Kaplan Sterling Investments, Inc. Peoria Heights IL 06/2020 09/2024
Thrivent Investment Management Inc Peoria Heights IL 10/2024 Present
  • 08/2009 → 05/2020
    Peoria, IL
  • 12/2009 → 07/2017
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2017 → 05/2020
    Thrivent Financial For Lutherans
    Appleton, WI
  • 05/2020 → Present
    Thrivent Advisor Network, Llc Dba Palomar Wealth
    Peoria Heights, IL
  • 06/2020 → 09/2024
    Purshe Kaplan Sterling Investments, Inc.
    Peoria Heights, IL
  • 10/2024 → Present
    Peoria Heights, IL
Previous Registrations
Other Businesses

FIXED INSURANCE SALES POSITION: Insurance Agent NATURE: Selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/29/2024 ADDRESS: 4500 N PROSPECT RD; STE 200, PEORIA HEIGHTS IL 61616, United States DESCRIPTION: Selling/Servicing fixed insurance contracts THRIVENT ADVISOR NETWORK, LLC DBA PALOMARWEALTH POSITION: Director of Brokerage Services NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 05/01/2020 ADDRESS: 4500 N PROSPECT RD; STE 200, PEORIA HEIGHTS IL 61616, United States DESCRIPTION: Provide investment advisory services to retail clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2009-11-18
Other Names
  • Karen Beth Snyder
  • Karen Beth Snyder

View on SEC IAPD

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