Brian J Karavish

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-11
GA	RA	APPROVED	2022-10-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Glastonbury	CT	02/2019	08/2019
American Capital Partners, Llc	Atlanta	GA	08/2019	01/2020
Arbor Pharmaceuticals	Atlanta	GA	09/2015	01/2019
Mml Investors Services Llc	Peachtree Corners	GA	10/2020	01/2022
Massmutual Life Insurance Co	Peachtree Corners	GA	09/2020	01/2022
Unemployed	Milton	GA	02/2020	09/2020
Merrill Lynch, Pierce, Fenner & Smith Inc.	Charlotte	NC	09/2020	09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Alpharetta	GA	01/2022	10/2022
Bank Of America, N.A.	Alpharetta	GA	04/2022	10/2022
Wells Fargo Clearing Services, Llc	Rosewell	GA	10/2022	Present

02/2019 → 08/2019

Unemployed

Glastonbury, CT
08/2019 → 01/2020

American Capital Partners, Llc

Atlanta, GA
09/2015 → 01/2019

Arbor Pharmaceuticals

Atlanta, GA
10/2020 → 01/2022

Mml Investors Services Llc

Peachtree Corners, GA
09/2020 → 01/2022

Massmutual Life Insurance Co

Peachtree Corners, GA
02/2020 → 09/2020

Unemployed

Milton, GA
09/2020 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Inc.

Charlotte, NC
01/2022 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA
04/2022 → 10/2022

Bank Of America, N.A.

Alpharetta, GA
10/2022 → Present

Wells Fargo Clearing Services, Llc

Rosewell, GA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-15
S63	Uniform Securities Agent State Law Examination	2019-12-18

Other Firms