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Suet Ling Wong

Charles Schwab & Co., Inc.

Los Altos, CA

Sunnyvale, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-23
  • CA RA
    APPROVED
    Since 2020-11-23

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Altos CA 08/2019 Present
Charles Schwab Bank, Ssb Los Altos CA 08/2019 Present
Charles Schwab & Co., Inc. - Pro Unlimited San Francisco CA 08/2018 08/2019
Guarmor San Francisco CA 05/2015 08/2018
San Francisco State University San Francisco CA 01/2016 12/2017
  • 08/2019 → Present
    Charles Schwab & Co., Inc.
    Los Altos, CA
  • 08/2019 → Present
    Charles Schwab Bank, Ssb
    Los Altos, CA
  • 08/2018 → 08/2019
    Charles Schwab & Co., Inc. - Pro Unlimited
    San Francisco, CA
  • 05/2015 → 08/2018
    Guarmor
    San Francisco, CA
  • 01/2016 → 12/2017
    San Francisco State University
    San Francisco, CA
Other Businesses

1) YuHong Tan & Suet Ling Wong | Investment Related:No|8651 Crystal River Way|Sacramento|CA|95828|USA|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0|Property manager handle everything and direct deposit to my checking account beginning of the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Elaine Wong
  • Suet Ling Wong
  • Suet Ling Wong

View on SEC IAPD

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Jane Elizabeth Terry Khalaf
BRETT BARTON SHARKEY
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Other Offices

EDWARD JONES · LOS ALTOS, CA
GATES PASS ADVISORS, LLC · LOS ALTOS, CA
TSINGYUAN VENTURES LLC · LOS ALTOS, CA
VIDI LLC · LOS ALTOS, CA
LPL FINANCIAL LLC · LOS ALTOS, CA
THREE BRIDGE WEALTH ADVISORS · LOS ALTOS, CA
FRANK ELMER INVESTMENT STRATEGIES LLC · LOS ALTOS, CA
KNIGHT AND COMPANY WEALTH ADVISORS, LLC · LOS ALTOS, CA

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