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Suet Ling Wong

Charles Schwab & Co., Inc.

Los Altos, CA

Sunnyvale, CA

CRD 7167476

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-23
  • CA RA
    APPROVED
    Since 2020-11-23

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Altos CA 08/2019 Present
Charles Schwab Bank, Ssb Los Altos CA 08/2019 Present
Charles Schwab & Co., Inc. - Pro Unlimited San Francisco CA 08/2018 08/2019
Guarmor San Francisco CA 05/2015 08/2018
San Francisco State University San Francisco CA 01/2016 12/2017
  • 08/2019 → Present
    Charles Schwab & Co., Inc.
    Los Altos, CA
  • 08/2019 → Present
    Charles Schwab Bank, Ssb
    Los Altos, CA
  • 08/2018 → 08/2019
    Charles Schwab & Co., Inc. - Pro Unlimited
    San Francisco, CA
  • 05/2015 → 08/2018
    Guarmor
    San Francisco, CA
  • 01/2016 → 12/2017
    San Francisco State University
    San Francisco, CA
Other Businesses

1) YuHong Tan & Suet Ling Wong | Investment Related:No|8651 Crystal River Way|Sacramento|CA|95828|USA|Real Estate (Non-Agent/Broker)|Owner|9/1/2021|Less than 20|0|Property manager handle everything and direct deposit to my checking account beginning of the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Elaine Wong
  • Suet Ling Wong
  • Suet Ling Wong

View on SEC IAPD

Nearby Firms

EDWARD JONES
GATES PASS ADVISORS, LLC
TSINGYUAN VENTURES LLC

Nearby Investors

Cynthia Ann Wemyss
Keith Michael McGinnis
ERIK ALLEN SCHEI

Nearby Offices

EDWARD JONES · LOS ALTOS, CA
GATES PASS ADVISORS, LLC · LOS ALTOS, CA
TSINGYUAN VENTURES LLC · LOS ALTOS, CA

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