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Nicholas Barnard

Sage Advisory Services Ltd Co

Austin, TX

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Merrimack NH 08/2019 09/2020
Snapdragon Associates Bedford NH 06/2015 06/2019
Nanocomp Technologies Merrimack NH 01/2019 05/2019
University Of New Hampshire Durham NH 08/2015 05/2019
Wentworth By The Sea Country Club New Castle NH 09/2018 12/2018
Roi Equipment Chester NH 05/2018 12/2018
Laconia Country Club Laconia NH 05/2018 08/2018
Dhk Financial Advisors Portsmouth NH 07/2016 11/2017
Highfields Capital Management Boston MA 05/2017 08/2017
Unemployed Austin TX 09/2020 12/2020
Sage Advisory Services, Ltd Co. Austin TX 12/2020 Present
  • 08/2019 → 09/2020
    Fidelity Brokerage Services, Llc
    Merrimack, NH
  • 06/2015 → 06/2019
    Snapdragon Associates
    Bedford, NH
  • 01/2019 → 05/2019
    Nanocomp Technologies
    Merrimack, NH
  • 08/2015 → 05/2019
    University Of New Hampshire
    Durham, NH
  • 09/2018 → 12/2018
    Wentworth By The Sea Country Club
    New Castle, NH
  • 05/2018 → 12/2018
    Roi Equipment
    Chester, NH
  • 05/2018 → 08/2018
    Laconia Country Club
    Laconia, NH
  • 07/2016 → 11/2017
    Dhk Financial Advisors
    Portsmouth, NH
  • 05/2017 → 08/2017
    Highfields Capital Management
    Boston, MA
  • 09/2020 → 12/2020
    Unemployed
    Austin, TX
  • 12/2020 → Present
    Sage Advisory Services, Ltd Co.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-02
S63 Uniform Securities Agent State Law Examination 2019-11-08
  • S65 Uniform Investment Adviser Law Examination
    2022-11-02
  • S63 Uniform Securities Agent State Law Examination
    2019-11-08

View on SEC IAPD

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WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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