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Monika Gupta

Wells Fargo Advisors Financial Network, LLC

Issaquah, WA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-07-11
  • WA RA
    APPROVED
    Since 2024-07-11

Branch Locations

1180 Nw Maple St Suite 150, Issaquah, WA 98027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Issaquah WA 11/2016 07/2024
Unemployed Vadnais Heights MN 04/2013 11/2016
Wells Fargo Advisors Financial Network, Llc Issaquah WA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-11
  • S66 Uniform Combined State Law Examination
    2023-02-11
Other Names
  • Fnu Monika

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · ISSAQUAH, WA
J.P. MORGAN SECURITIES LLC · ISSAQUAH, WA
U.S. BANCORP ADVISORS, LLC · Issaquah, WA
WELLS FARGO CLEARING SERVICES, LLC · ISSAQUAH, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Issaquah, WA

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