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Michael Mazzeo

Mariner

Manasquan, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-23
  • NJ RA
    APPROVED
    Since 2025-09-23

Branch Locations

229 E Main St., Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2019 06/2020
University Of Delaware Newark DE 09/2014 05/2018
Teresa Caffe Princeton NJ 01/2019 08/2019
Educational Testing Service Princeton NJ 06/2015 08/2018
Unemployed Plainsboro NJ 09/2018 12/2018
Equitable Advisors, Llc New York NY 10/2019 11/2023
Corecap Advisors, Llc Southfield MI 11/2023 07/2025
Corecap Investments, Llc Southfield MI 11/2023 07/2025
Dworetsky Financial Manalapan NJ 11/2023 07/2025
Mariner Overland Park NJ 09/2025 Present
  • 10/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2014 → 05/2018
    University Of Delaware
    Newark, DE
  • 01/2019 → 08/2019
    Teresa Caffe
    Princeton, NJ
  • 06/2015 → 08/2018
    Educational Testing Service
    Princeton, NJ
  • 09/2018 → 12/2018
    Unemployed
    Plainsboro, NJ
  • 10/2019 → 11/2023
    New York, NY
  • 11/2023 → 07/2025
    Corecap Advisors, Llc
    Southfield, MI
  • 11/2023 → 07/2025
    Corecap Investments, Llc
    Southfield, MI
  • 11/2023 → 07/2025
    Dworetsky Financial
    Manalapan, NJ
  • 09/2025 → Present
    Overland Park, NJ
Previous Registrations
Other Businesses

Contracted with Crump Insurance as an independent contractor. registered as an agent with a few different carriers which I was doing prior to being hired at Mariner. I do not devote any time to this business. I placed some business for family members when appropriate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-18
S63 Uniform Securities Agent State Law Examination 2020-05-21
  • S65 Uniform Investment Adviser Law Examination
    2021-11-18
  • S63 Uniform Securities Agent State Law Examination
    2020-05-21
Designations
Other Names
  • Michael C. Mazzeo
  • Michael Mazzeo
  • Michael Mazzeo
  • Michael Carl Mazzeo

View on SEC IAPD

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