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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
FL RA APPROVED 2024-08-22
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • FL RA
    APPROVED
    Since 2024-08-22

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marlborough MA 08/2019 01/2022
Bank Of America, N.A. Marlborough MA 08/2019 01/2022
Mattei Imoveis Assessoria E Consultoria Sarandi 11/2012 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 07/2024 Present
Vine Partners Llc Miami FL 01/2022 Present
Sd Techno Usa Llc Windermere FL 06/2023 Present
Bank Of America, N.A. Orlando FL 08/2024 Present
Previous Registrations
Other Businesses

I*: 1936285Entity Type: Entity For ProfitName of OBA: Vine Partners LLCAddress: Miami, FLInvestment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 02/07/2022Number of Hours: 10 hrs annuallyNumber of Hours during trading: 0Duties: Partner. Business development consultingI*: 1936287Entity Type: Entity For ProfitName of OBA: Sd Techno Usa LLCAddress: Windermere, FLInvestment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 06/09/2023Number of Hours: 5 hrs mthlyNumber of Hours during trading: 0Duties: Partner. Business Digital development consulting I*5528275 Entity Type: N/A Name of OBA: Orlando Global Chamber of Commerce Inc Address: Orlando, Florida, 32835 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/28/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Nonprofit organization with the purpose of promoting economic development, international business relations, entrepreneurial innovation, and community engagement. Attend meetings quarterly, with authority to establish policies, approve budgets and expenditures, appoint committees, promote the Chamber.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-20
S66 Uniform Combined State Law Examination 2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2024-02-20
  • S66 Uniform Combined State Law Examination
    2020-12-09
Other Names
  • Samuel Mattei
  • Samuel Giuliano Mattei

View on SEC IAPD

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