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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-27
CO RA APPROVED 2019-10-17
  • TX RA
    APPROVED
    Since 2020-04-27
  • CO RA
    APPROVED
    Since 2019-10-17

Branch Locations

916 South Main Street Suite 100, Longmont, CO 80501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployment Denver CO 04/2019 07/2019
Raymond James Financial Services Denver CO 08/2019 Present
Dell Technologies Round Rock TX 09/2015 03/2019
Raymond James Financial Services Advisors Inc. Longmont CO 10/2019 Present
Bank Of Colorado Longmont CO 08/2019 Present
  • 04/2019 → 07/2019
    Unemployment
    Denver, CO
  • 08/2019 → Present
    Raymond James Financial Services
    Denver, CO
  • 09/2015 → 03/2019
    Dell Technologies
    Round Rock, TX
  • 10/2019 → Present
    Longmont, CO
  • 08/2019 → Present
    Bank Of Colorado
    Longmont, CO
Other Businesses

(1)Name of Business: Bank of Colorado Investment Services Address: 916 S Main St Unit 100, Longmont, CO, 80501, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/26/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: The Children's Foundation International (TCF) Address: 8227 Club Crest Drive, Arvada, CO, 80005, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 03/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a volunteer member of the Board of Directors, and I am acting as the BOD Treasurer. I help coordinate communication and activities between the Board of Directors, the TCF Staff, and the 3rd Party CPA regarding preparation of financial reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-16
  • S66 Uniform Combined State Law Examination
    2019-10-16
Designations

View on SEC IAPD

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