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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-24 |
| TX | RA | APPROVED | 2026-06-22 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | Present |
| Root Public House | Flagstaff | AZ | 09/2016 | 06/2019 |
| Meritage Homes | Scottsdale | AZ | 05/2018 | 07/2018 |
| Lotus Lounge | Flagstaff | AZ | 10/2017 | 04/2018 |
| The Living Room | Phoenix | AZ | 06/2016 | 09/2016 |
| Chop Chandler | Chandler | AZ | 07/2014 | 09/2016 |
| Northern Arizona University | Flagstaff | AZ | 08/2015 | 05/2019 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2019 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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