Alec Matthew Lindenauer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aventura, FL
• 11/2009 → Present
  Bank Of America, N.A.
  Aventura, FL

Previous Registrations

• 2005-07-19 → 2009-09-02
  Ubs Financial Services Inc.
  Aventura, FL
  Hallandale Beach, FL

Other Businesses

I*463170 For profit or not for profit: Entity For Profit Name of outside business organization: Cents of Responsibility, LLC Investment related: N Address of business: Miami Beach, Florida, 33140 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 12/1/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Nature of entity: Helping parents educate their children to be fiscally responsible. My responsibilities: Educate parents about ways to talk to their elementary, middle-school, and high-school children about money. I*127752 For profit or not for profit: Non-Profit Organization Name of outside business organization: P4L Lemonade Day Investment related: N Address of business: Houston, Texas 77027 Nature of business: Charitable Organization, Position, title, association: Other, I will seek to find a non-profit to sponsor this Start date of relationship: 11/11/2019 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Lemonade Day is an experiential program that focuses on the lessons children can learn while operating a lemonade stand on National Lemonade Day. My role will be to help bring this program to my hometown of Miami Beach.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-14

Other Names

• Alec Lindenauer