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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-07-23 |
| FL | RA | APPROVED | 2009-08-28 |
| TX | RA | APPROVED | 2009-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 08/2009 | Present |
| Bank Of America, N.A. | Aventura | FL | 11/2009 | Present |
I*463170 For profit or not for profit: Entity For Profit Name of outside business organization: Cents of Responsibility, LLC Investment related: N Address of business: Miami Beach, Florida, 33140 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 12/1/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Nature of entity: Helping parents educate their children to be fiscally responsible. My responsibilities: Educate parents about ways to talk to their elementary, middle-school, and high-school children about money. I*127752 For profit or not for profit: Non-Profit Organization Name of outside business organization: P4L Lemonade Day Investment related: N Address of business: Houston, Texas 77027 Nature of business: Charitable Organization, Position, title, association: Other, I will seek to find a non-profit to sponsor this Start date of relationship: 11/11/2019 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Lemonade Day is an experiential program that focuses on the lessons children can learn while operating a lemonade stand on National Lemonade Day. My role will be to help bring this program to my hometown of Miami Beach.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-14 |
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