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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-07-23
FL RA APPROVED 2009-08-28
TX RA APPROVED 2009-08-21
  • MT RA
    APPROVED
    Since 2024-07-23
  • FL RA
    APPROVED
    Since 2009-08-28
  • TX RA
    APPROVED
    Since 2009-08-21

Branch Locations

801 W Main St, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 08/2009 Present
Bank Of America, N.A. Aventura FL 11/2009 Present
Previous Registrations
Other Businesses

I*463170 For profit or not for profit: Entity For Profit Name of outside business organization: Cents of Responsibility, LLC Investment related: N Address of business: Miami Beach, Florida, 33140 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 12/1/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Nature of entity: Helping parents educate their children to be fiscally responsible. My responsibilities: Educate parents about ways to talk to their elementary, middle-school, and high-school children about money. I*127752 For profit or not for profit: Non-Profit Organization Name of outside business organization: P4L Lemonade Day Investment related: N Address of business: Houston, Texas 77027 Nature of business: Charitable Organization, Position, title, association: Other, I will seek to find a non-profit to sponsor this Start date of relationship: 11/11/2019 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Lemonade Day is an experiential program that focuses on the lessons children can learn while operating a lemonade stand on National Lemonade Day. My role will be to help bring this program to my hometown of Miami Beach.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14
Other Names
  • Alec Lindenauer

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