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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-01
  • NH RA
    APPROVED
    Since 2022-09-01

Branch Locations

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

223 Main Street, Nashua, NH 03060 • United States

Wilton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 09/2016 Present
Santander Securities, Llc Dorchester MA 08/2019 04/2022
Papa Ginos Salem NH 06/2013 01/2017
Santander Securities, Llc Dorchester MA 04/2022 Present
Other Businesses

1. Sad Milk Collective, manager/owner, music collective where we release music on a patreon (which has monthly subscribers) and also assist with album releases for bands, non-investment related, start date 02/01/2021, Lowell, MA, 12 hours monthly, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-25
S63 Uniform Securities Agent State Law Examination 2019-10-11
  • S65 Uniform Investment Adviser Law Examination
    2022-08-25
  • S63 Uniform Securities Agent State Law Examination
    2019-10-11

View on SEC IAPD

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