Nicholas James Russell

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Orlando, FL

Previous Registrations

• 2009-11-24 → 2012-07-06
  Woodbury Financial Services, Inc.
  Winter Park, FL
  Orlando, FL
  Longwood, FL
• 2005-09-07 → 2009-11-17
  Ameriprise Financial Services, Llc
  Orlando, FL
  Orlando, FL

Other Businesses

1.FIXED INSURANCE 2.DBA: SUNRISE WEALTH ADVISORS, CEO, FOUNDING PARTNER, START DATE 11/29, COMMISSIONS, 40-50 HRS/WK, SAME AS OFFICE ADDRESS. 3. SOCIETY FOR FINANCIAL AWARENESS, NOT INVESTMENT RELATED, 3914 MURPHY CANYON ROAD, SAN DIEGO, CA 92123, NON-PROFIT - SEMINARS TO SPREAD FINANCIAL AWARENESS FOR EMPLOYEE, CHURCHES AND OTHER GROUPS, START 4/23/2014, 2-5 HOURS PER WEEK - VARIES DURING TRADING HOURS, MEMBER - PRESENT SEMINARS. 4. MAXWELL MONEY MANAGEMENT, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, ENTITY CREATED FOR BUSINESS EXPENSES, START JUNE 2014, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, OWNER. 5. CONSULTING SERVICES - BUSINESS VALUATION, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, BUSINESS VALUATION SERVICES, START OCTOBER 2014, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, CONSULTANT. 6. RENTAL PROPERTY MANAGER, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, MANAGE RENTAL PROPERTY, START OCTOBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, MANAGER. 7. SUNRISE WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL SEMINARS, STARTED 10/1/15, OWNER, APX 1 HOUR PER WEEK, DURING TRADING HOURS, PRESENT EDUCATIONAL SEMINARS. 8. NAME OF OTHER BUSINESS: ARLINGTON HOPE ENTERPRISES, INC. INVESTMENT RELATED: NO ADDRESS: 2035 HOWELL BRANCH ROAD, SUITE 1060. MAITLAND, FL 32751 NATURE OF BUSINESS: NON-PROFIT BIRTHING CENTER START DATE: APRIL 2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: COUNSELING ON GENERAL ACTIVITIES OF THE BUSINESS.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-02