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800 W 5Th St Unit 100-B, Austin, TX 78703 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucien, Stirling & Gray Advisory Group, Inc. | Austin | TX | 07/2019 | 09/2019 |
| Lucien, Stirling & Gray | Austin | TX | 07/2019 | 09/2020 |
| Dallas Isd | Dallas | TX | 06/2017 | 05/2019 |
| Texas A&M | College Station | TX | 09/2012 | 12/2016 |
| N/A | Dallas | TX | 12/2016 | 06/2017 |
| Pioneer Wealth Management Group | Austin | TX | 09/2020 | Present |
Xylem Finance LLC; not investment-related; tax preparation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-02 |
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